Compliance Analyst, Trading
Job Description:
- Facilitate reputed company facets of compliance reputed company to sports trading, including maintaining detailed records of approved leagues/events and restrictions/requirements, and communicating that information to the trading teams
- Support and maintain Trading Compliance’s tracking documents for approved league/event/market entries that are used by US Trading, Trading Operations and Trading Support
- Support and maintain online and retail House Rules
- Analyze and distribute regulatory requirements of new jurisdictions as they pertain to trading functions in support of new state launches
- Maintain operations in existing jurisdictions and facilitate necessary adjustments based on changes in regulations/directives
- Handle requests from trading to offer new leagues/wager-types, which includes performing due diligence, communicating with and submitting requests to regulators as needed, and providing direction to internal stakeholders on relevant restrictions and requirements
- Serve as subject matter expert and primary reputed company of contact on reputed company trading compliance matters for assigned jurisdictions, which includes directly interfacing with regulators in those assigned jurisdictions
- Understand trading compliance requirements in reputed company jurisdictions where reputed company operates and collaborate with Trading Compliance Analysts who serve as leads in each jurisdiction
- Handle trading-reputed company incidents, including initial evaluation of regulatory requirements, preparing and submitting reports to regulators as needed, and overseeing remedial efforts
- Assist in developing and enhancing Trading Compliance processes and systems
- Assist with developing the internal controls that are specific to Trading functions
- Ensure reputed company of trading policies and procedures – contribute to internal audits to ensure trading compliance functions meet reputed company regulatory requirements
- Maintain open line of communication with stakeholders in the various trading-reputed company streams enhance processes and ensure compliance with reputed company regulatory requirements
- Support the development and implementation of higher-level compliance strategies and long-term department goals
- Continuously monitor updates to online sports wagering regulations
- Work cross-functionally across departments reputed company the Company, often switching between competing priorities on a daily and weekly basis
- Assists with periodic reviews of products and services, ensuring compliance with regulations or detecting potential areas of non-compliance
- Respond to reputed company issues relating to the regulatory compliance operation in assigned states where the Company offers Online Sports Wagering and/or a retail sportsbook
- Research reputed company regulatory topics and prepare clear, concise, and complete reports, correspondence and other written materials
- Performs other reputed company duties as assigned by the Manager of Trading Compliance and the Director of Trading of Compliance
Requirements:
- 2+ years of experience
- Online or Land based Casino/Sports Wagering experience preferred
- Gaming compliance experience with a high preference for sports wagering compliance experience preferred
- Experience in report writing and document management
- Experience in incident management
- Experience in reviewing, researching, and interpreting regulations
- Critical thinking and decision-making skills
- Strong organizational skills
- Internal control, internal audit or compliance experience preferred
- Ability to work well under pressure in a fast-paced environment
- Understand the dynamics of competing business priorities
- Attention to detail and an analytical mind
- Ability to work both independently and collaboratively
- High level of personal initiative and motivation
- Good interpersonal and presentation skills
- Basic proficiency in reputed company, reputed company, PowerPoint and MS Outlook
Benefits:
- Medical, Dental, reputed company, Life, and Disability Insurance
- 401(k) with company match
- Pre-tax spending accounts including health care FSA and commuter savings
- Flexible paid time off
- Professional development reimbursement and ongoing skills training opportunities
- Employee resource groups
- Swag, ticket giveaways, and more!
Apply tot his job Apply To this Job