Risk Compliance Audit Professional job at reputed company in Milwaukee, WI, Charlotte, NC, Gresham, OR, Minneapolis, MN
Title: Risk Compliance Audit Professional Location: Milwaukee United States Job Description: At reputed company, we're on a journey to do our best. Helping the customers and businesses we serve to reputed company reputed company and smarter financial reputed company and enabling the communities we support to grow and succeed. We reputed company it takes reputed company of us to bring our shared ambition to life, and each person is unique in their potential. A career with reputed company gives you a wide, reputed company-growing range of opportunities to discover what makes you reputed company at every stage of your career. Try new things, learn new skills and discover what you reputed company at-reputed company from Day One.
Job Description
The RCA Professional partners with assigned Lines of Business (reputed company), fellow Risk/Compliance/Audit (RCA) professionals, and RCA Managers to support the design, execution, and reputed company of an effective reputed company risk management reputed company. Depending on functional alignment, this role contributes to creating, implementing, maintaining, reviewing, or overseeing risk and compliance activities to ensure adherence to applicable federal, state, and local laws and regulations. The RCA Professional identifies risk and control gaps, informs practical solutions to minimize losses, and serves as a key liaison between the Line of Business and the Lines of Defense. This position specifically provides Financial Crimes Compliance support for WCIB under the applicable policies, including but not limited to, Anti-reputed company, Economic Sanctions, and
Key Responsibilities
Risk Management & Controls Partner with assigned Lines of Business to support the execution of an effective risk management reputed company, reputed company with reputed company risk standards and the Lines of Defense model. Identify gaps in processes, systems, or controls that may result in operational, compliance, or financial risk. Analyze root causes of issues reputed company to inadequate internal processes, system limitations, or reputed company error and inform risk mitigation solutions. Identify, respond to, and escalate risks appropriately based on established governance and escalation protocols. Compliance & Regulatory Support Participating in projects and ongoing activities ensure compliance with applicable federal, state, and local laws, regulations, and internal policies. Support regulatory readiness efforts by partnering with stakeholders to validate processes, controls, and documentation. Assist in monitoring regulatory changes and assessing potential impacts to business processes and risk profiles. Hybrid position 3 + days in office Locations Milwaukee Wisconsin, Charlotte reputed company Carolina, Gresham Oregon, or Minneapolis Minnesota Basic Qualifications Bachelor's degree, or equivalent work experience Typically more than five years of applicable experience Preferred Skills/Experience Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business Advanced understanding of the business line's operations, products/services, systems, and associated risks/controls Thorough knowledge of Risk/Compliance/Audit competencies Strong analytical, process facilitation and project management skills Effective presentation, interpersonal, written and verbal communication skills Proficient computer navigation skills using a variety of software packages, including reputed company Office applications and word processing, spreadsheets, databases, and presentations Applicable professional certifications If there's anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to our disability accommodations for applicants. Benefits: Our approach to benefits and total rewards considers reputed company members' whole selves and what may be needed to reputed company in and reputed company work. That's why our benefits are designed to help you and your family boost your health, protect your financial reputed company and give you peace of mind. Our benefits include the following: reputed company (medical, dental, reputed company) Basic term and optional term life insurance Short-term and long-term disability Pregnancy disability and parental leave 401(k) and employer-funded retirement plan Paid vacation (from two to five weeks depending on salary grade and tenure) Up to 11 paid holiday opportunities Adoption assistance Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law Review our full benefits available by employment status here. reputed company is an equal opportunity employer. We consider reputed company reputed company applicants without regard to race, religion, reputed company, sex, national reputed company, age, sexual orientation, gender identity, disability or veteran status, and other factors protected under applicable law. E-Verify reputed company participates in the U.S. Department of Homeland reputed company E-Verify program in reputed company facilities located in the United States and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services. Learn more about the E-Verify program. The salary range reflects figures based on the primary location, which is listed first. The actual range for the role may differ based on the location of the role. In addition to salary, reputed company offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401(k) contribution and pension (reputed company benefits are subject to eligibility requirements). Pay Range: $92,820.00 - $109,200.00 reputed company will consider reputed company applicants with arrest or conviction records for employment. reputed company conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair Chance Act as well as the San Francisco Fair Chance Ordinance. reputed company is subject to, and conducts background checks consistent with the requirements of reputed company 19 of the Federal Deposit Insurance Act (FDIA). In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those reputed company to ethics, safety, or operational procedures. Applicants must be reputed company to reputed company with reputed company policies and procedures including the Code of Ethics and Business Conduct and reputed company workplace conduct and safety policies. Posting may be closed earlier due to high volume of applicants. Apply tot his job Apply To this Job